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Beta Risk & Portfolio Management ratio (x, times) A measure of how much an asset's return moves relative to the market's, on average. Beta = Covariance of Asset and Market Returns / Variance of Market Returns Smart Beta Funds, ETFs & Index Investing qualitative A rules-based index strategy that weights constituents by a chosen factor rather than by market capitalisation. Test: constituent weights are determined by a published rule based on a factor such as value, quality, momentum, low volatility or equal weight Treynor Ratio Risk & Portfolio Management ratio (x, times) Return above the risk-free rate per unit of systematic risk, measured by beta. Treynor Ratio = (Portfolio Return - Risk-Free Rate) / Portfolio Beta Capital Asset Pricing Model Fundamental Analysis & Valuation % A model that estimates the return required on an asset as the risk-free rate plus a premium proportional to its market risk. Expected Return = Risk-Free Rate + Beta x (Expected Market Return - Risk-Free Rate) Defensive Stock Market Basics & Instruments qualitative A share whose earnings hold up through downturns because demand for its products barely changes with the economy. Test: earnings show low correlation with GDP growth, typically in consumer staples, pharmaceuticals or utilities R-Squared Risk & Portfolio Management % The proportion of a portfolio's return variation that is explained by movements in its benchmark. R-Squared = Square of the Correlation between Portfolio and Benchmark Returns, expressed as a percentage Systematic Risk Risk & Portfolio Management qualitative Risk affecting the entire market that cannot be removed by diversification. Test: the risk arises from factors common to all assets, such as interest rates, inflation, policy or global shocks Alpha Risk & Portfolio Management % The return earned above what an asset's risk exposure would have predicted. Alpha = Actual Return - [Risk-Free Rate + Beta x (Market Return - Risk-Free Rate)] Cost of Equity Fundamental Analysis & Valuation % The return shareholders require for bearing the risk of owning a company's shares. Cost of Equity = Risk-Free Rate + Beta x Equity Risk Premium Hedging Risk & Portfolio Management ratio (x, times) Taking an offsetting position to reduce the loss an existing exposure would suffer from an adverse move. Hedge Ratio = Value of Exposure x Beta / Contract Value of the Hedging Instrument Index Futures Derivatives, Futures & Options A futures contract whose underlying is a stock market index rather than a single security. Contract Value = Index Level x Lot Size; settlement is in cash against the final index value