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Risk & Portfolio Management

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Margin Risk & Portfolio Management Borrowed funds or collateral used to take a position larger than the cash available. Margin Requirement = Position Value x Required Percentage; Leverage = Position Value / Margin Posted Margin Call Risk & Portfolio Management A demand from a broker for additional funds when losses reduce collateral below the required level. Shortfall = Required Margin - Available Collateral, payable immediately Maximum Drawdown Risk & Portfolio Management % The largest peak-to-trough decline a portfolio or strategy has experienced over a measured period. Maximum Drawdown = the largest value of (Peak - Trough) / Peak observed across the period Mean Reversion Risk & Portfolio Management qualitative The tendency of a series to return toward its long-run average after moving far away from it. Test: extreme deviations from a long-run mean are followed on average by moves back toward that mean Modern Portfolio Theory Risk & Portfolio Management qualitative The framework holding that assets should be judged by their contribution to a portfolio's risk and return, not in isolation. Portfolio Return = Sum of Weighted Returns; Portfolio Variance = Sum over all pairs of (Weight i x Weight j x Covariance of i and j)